Compliance Testing - Global Markets

London (Central), London (Greater)
16 Mar 2018
15 May 2018
Contract Type
Full Time

A top banking organisation is looking for a Compliance Testing officer to join their compliance reviews team.  As part of the team you will work in a cohesive manner to ensure the business controls are fit for purpose and in line with current and upcoming regulatory obligations.


Key responsibilities;

  • Planning and carrying out reviews of control in accordance with the planned review schedule utilising a consistent, risk-based approach.
  • Providing compliance subject matter expertise and support for the monitoring team working with the team to identify adverse trends, poor controls and systemic risks
  • Drafting and issuing reports of each functional review
  • Recording and tracking the implementation of review recommendations

Key skills;

  • Experience working in relevant environment/s, i.e. Testing, Assurance or Audit
  • Experience working in relevant market – This role will focus predominantly on global markets.  Thus understanding of public or private side markets are pivotal to the role.
  • Minimum of 3 years compliance monitoring/assurance/audit experience
  • Self-awareness with confidence to work independently and take responsibility for own development
  • Able to present to senior management.

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