Our client is a UK based Financial Services business which specialises in asset and credit lending. With several subsidiary businesses in the UK, the bank is continuing to expand.
This is a unique opportunity for a compliance specialist to work alongside the Head of compliance and be the 'subject matter expert' within the team.
Our client is seeking a compliance specialist (circa 3-5 years within this to join the London based team, reporting directly into the Head of Compliance Monitoring. You will be responsible for policy reviews in line with regulation changing, customer complaint outcomes, supporting the team with risk-based activity, as well as proactively working with executive management to resolve issues in a timely manner.
- 3+ years’ experience within a compliance / compliance monitoring role
- Exposure to a regulatory environment (ideally retail banking or equivalent within financial services), specifically CONC and SYSC regulations.
- Excellent communication skills and ability to work closely with stakeholders to resolve issues.
- Team player
- Compliance Qualifications such as ICA are highly desirable