Head of Compliance (CF10 / CF11)
- Employer
- JCW
- Location
- London
- Salary
- £80000.00 - £120000.00 per annum
- Closing date
- 4 Feb 2019
- Reference
- BBBH38778
View more
- Employer Sector
- Banking & Finance - Investment, Fund Management, Financial Services
- Contract Type
- Permanent
- Hours
- Full Time
- Travel
- None
- Job Type
- Compliance, Regulation
Job Details
Are you currently a Head of Compliance? Or looking for that step up into a senior role?
Do you have wide FCA regulatory knowledge within hedge funds/brokerages/asset managment?
Then this might be the right step for you...
Role:
A globally operating financial services and prime brokerage firm is reshuffling it's senior management, and is looking for a Head of Compliance to:
- Develop compliance strategy globally and leading the compliance team
- Manage all relevant policies, protols and processes
- Work with the COO and regularly advise the board on all compliance activity
- Implement change and oversee the development of the control function reporting frameworks
- Additional responsibilities include regulatory updates across the business, staff training, regulator liaison, investigation leading, assist with updating monitoring tools, and ensure smooth delivery of compliance with any laws/regulatory requirements etc.
Looking for:
- Ideal minimum 6-7 years' experience in leading a Compliance function (i.e. CF10/CF11)
- Background in buy-side Financial Services (Hedge Fund, Asset Management etc.)
- Ideally knowledge of Prime Brokerage, Clearing, Custody, Execution etc.
- Experience managing, leading & developing a team and/or department
- Excellent academics and FCA cleared
- This role would suit someone who has strong communication skills, highly confident and willing to challenge management and wider business areas
Type: Permanent, full-time
Salary: £80-120k base (depending on experience)
Location: London, W1
Please note all applicants must be eligible to work in the UK without sponsorship.
We cannot guarantee to get back to all applications, so if you have not heard from us within 14 days you are unfortunately not successful at this time, however we will let you know about other opportunities as they arise.
Company
JCW are niche recruitment company supplier of audit, risk and regulatory professionals. We are a global company and a leading supplier of choice to a number of multinational organisations. We have one of the largest Audit & Finance networks within the Banking and Financial Services industry, so you’ll be using one of the most informed Audit & Finance recruitment companies going. We can get you access to roles in fast-growing companies with plenty of promotional opportunities, through to highly sought-after positions in the Big Four. Take a look to see what we can do for you today.
- Telephone
- +44 (0) 203 589 9300
- Location
-
27-32 Old Jewry
London
EC2R 8DQ
GB
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