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Head of Compliance

Employer
Audit and Risk Recruitment
Location
London (Central), London (Greater)
Salary
Up to 140k
Closing date
6 Mar 2019
Reference
HoC

View more

Employer Sector
Banking & Finance - Investment
Contract Type
Permanent
Hours
Full Time
Travel
0-25% Travel
Job Type
Compliance, Regulation

Job Details

The Audit and Risk Recruitment Company (ARRC)

The Audit and Risk Recruitment Company have been mandated by London-Based investment company on a Head of Compliance position. This is a high profile, hands on role and the successful candidate will be need to able to react to the needs of a rapidly growing business. As Head of Compliance you will be responsible for ensuring company adherence with the rules and regulations of the regulatory authorities.

The role is paying up to 140k + package. 

Note: The candidate must be CF10, CF11 approved

Key Responsibilities

  • Oversee frequent internal reviews / audits to ensure that compliance procedures are followed
  • Help with the planning and development of risk management strategies, assessing products, compliance and operational risks.
  • Draft and prepare written compliance policies and procedures and ensure this is disseminated internally.
  • Prepare compliance advice to various business units and ensure they are adhering to regulatory obligations and expectations.
  • Keep an eye on regulatory trends and developments whilst continuing to analyse how these may affect the business.
  • Act as the point of contact with the FCA and regulatory bodies.
  • Oversee compliance induction and help foster a culture of compliance across the business.
  • Act as a core participant  at the firm’s Audit & Risk Committee.

Skills/Requirements 

  • 7-10 years of relevant experience
  • Hold CF 10 or CF 11 approval
  • Must have a heavy investment background
  • Outstanding communications/ stakeholder management skills

The Audit and Risk Recruitment - Experts in Audit and Risk! 

Company

Audit and Risk Recruitment specialises in the recruitment and assessment of audit, IT audit, compliance and risk professionals across Professional Services, Industry and Commerce and Financial Services.

Established by leading industry consultants with over 20 years’ experience, we have successfully placed ‘000’s of audit, IT audit, compliance and risk professionals into over 300 companies across the UK, Europe, APAC and North America.

Alongside our two sister brands, Tax & Treasury Recruitment and Sustainability Recruitment we are a part of Platform 1 Recruitment Group Ltd.

Company info
Telephone
0203 626 0500
Location
Paddington
London
GB

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