Compliance Monitoring Manager – Investment Management

£55K - £65K + Bonus & Benefits
11 Apr 2019
11 May 2019
Contract Type
Full Time

An Investment Management firm based in Edinburgh are looking for a Compliance Manager to join their Risk & Compliance team. Candidates must have previous or current Compliance Monitoring experience from within a similar Investment Management business.

Main Responsibilities:

  • Assist in the ongoing maintenance and implementation of the compliance monitoring programme;
  • Provide compliance advice and expertise to the business in respect of existing and new regulatory requirements impacting the activities of the firm
  • Provide assistance in ensuring the firm meets regulatory and policy requirements.
  • Alert management immediately of any significant changes to business risks and internal controls effectiveness.
  • Notify management and/or Compliance immediately of any regulatory breach.

Job Requirements:

  • At least 3 years compliance monitoring experience from within an Investment Management business.
  • Must be comfortable in a hands on role carrying out all levels of work.
  • Good communicator, comfortable dealing with all levels of staff.

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