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Head of Compliance

Employer
Hays
Location
Basingstoke
Salary
£70000.00 - £75000.00 per annum
Closing date
16 May 2019
Reference
3570537

View more

Employer Sector
Banking & Finance - Retail
Contract Type
Permanent
Hours
Full Time
Travel
0-25% Travel
Job Type
Compliance

Job Details



Head of Compliance - North Hampshire - Financial Services - Salary up to £75,000 + Car Allowance & Benefits


Your new company
This is a great opportunity for an experienced Head of Compliance to join a leading Financial Services provider based in North Hampshire.

Your new role
As Head of Compliance you will have overall responsibility for the strategic and operational compliance areas for the business, as well as the compliance activities of the existing compliance team. Holding both the FCA nominated authority positions of; Compliance Officer (CF10) and Money Laundering Reporting Officer (MLRO - CF11). You will be providing senior compliance leadership for the business; identifying, assessing, advising on, monitoring and reporting on all Compliance risks. You will also be providing;
  • Early identification of compliance risks and breaches.
  • Advise all staff on compliance with relevant laws, rules, standards and reputational issues.
  • Proactively identify, measure and assess the compliance risks associated with the business, and ensure that the Compliance Monitoring Program is up to date and functioning.
  • Investigate suspected breaches of laws, rules and standards, managing any regulatory issues arising from suspected or actual breaches.
  • Ensure the implementation of surveillance of transactions in order to prevent money laundering, bribery & corruption and terrorism financing.



What you'll need to succeed
You will need to be an experienced Head of Compliance with demonstrable experience of leading a compliance function within a busy Financial Services environment. Experience and strong robust practical knowledge of Regulatory Compliance (FCA and associated Consumer Credit regulations) is essential. As is; the ability to identify Regulatory Compliance requirements as appropriate to the business model based on proportionality and risk based approach. Possess extensive knowledge of the requirements to prevent Financial Crime and Fraud. A relevant qualification in Regulatory Compliance is highly desired as is the ability to communicate technical requirements clearly to senior stakeholders and committees.

What you'll get in return
A salary of up to £75,000 + car allowance and a range of attractive company benefits.

What you need to do now
If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.
If this job isn't quite right for you but you are looking for a new position, please contact us for a confidential discussion on your career.

Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C's, Privacy Policy and Disclaimers which can be found at hays.co.uk

Company

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Company info
Location
London
GB

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