Compliance Analyst – Asset Management

London (West)
£40K - £60K + Bonus & Benefits
28 Apr 2019
28 May 2019
Contract Type
Full Time

A leading Compliance Consultancy is looking to add a Compliance Analyst to their rapidly expanding business.

Main Responsibilities:

  • Supporting consultants in undertaking compliance reviews, training, assessments and drafting preliminary reports, matrices, policies and procedures and other client deliverables.
  • Supporting consultants in managing or participating in regulatory projects, such as annual compliance audits or mock examinations.
  • Conducting research and assisting in drafting internal or client facing articles and presentations on compliance specific issues.
  • Keeping up to date with current regulatory developments and participating in professional development activities.
  • Subject to client demand there is also the opportunity to work with US colleagues on US regulatory matters / projects (SEC/ CFTC).
  • Performing other ad-hoc work/special projects as and when required.

Job Requirements:

  • At least 12 months Compliance experience from within Investment Management or Alternatives fund management business
  • Strong academic background ideally with a degree.
  • Confident & articulate with the ability to work with a range of different clients.

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