Compliance Regulatory Reporting Analyst

Location
London
Salary
£45K-£50K + Bonus & Benefits
Posted
30 Apr 2019
Closes
21 May 2019
Ref
C200
Contract Type
Permanent
Hours
Full Time
Travel
None

A brokerage firm is looking for a Compliance Regulatory Reporting Analyst to join their team.  The role will predominantly be focused on surveillance & regulatory reporting however will also gain exposure to other aspects of Compliance so a good opportunity for an individual who may be in a more narrowly focused role currently.

Main Responsibilities

  • Responsible for, or assist with accurate reporting to Exchanges and Regulatory bodies, regarding large positions reporting and client identification reporting
  • Responsible for maintaining accurate records and data in conjunction with regulatory reporting
  • Responsible for EMIR Delegated Reporting customer on-boarding and continued support
  • Responsible for monitoring and problem solving with Transaction Reporting
  • Responsible for or assist with information requests from Exchanges and Regulators
  • Where appropriate engage in research in relation to keeping up to date on financial regulatory developments
  • Responsible for or assist with confidential investigation research
  • Assist with client transaction and order monitoring for market abuse and AML where necessary

Job Requirements:

  • At least 3 years in a similar Regulatory Reporting role working for a similar Financial Services firm/brokerage.
  • Solid IT skills.
  • Excellent verbal & written communication skills.

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