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Compliance Officer

Employer
Savant
Location
Watford
Salary
£35000.00 - £45000.00 per annum + benefits
Closing date
20 Jun 2019
Reference
BBBH60845

View more

Employer Sector
Financial Services
Contract Type
Permanent
Hours
Full Time
Travel
None
Job Type
Compliance

Job Details

Our client, a growing organisation, seeks a Compliance Officer to strengthen its compliance team following internal promotion.

Working across the business, the Compliance Officer will be responsible for providing guidance on all areas of compliance including Financial Conduct Authority (FCA), data protection rules (GDPR) and ensuring that the business maintains a strong 'Treating Customers Fairly' (TCF) environment.

As the subject matter expert, you will interpret compliance rules and help the business understand the requirements, implications of non-adherence and offer recommendations as to how they can best mitigate against risk. In addition to proactive work with the business, you will manage the compliance monitoring and conduct monitoring programmes, provide regulatory reporting for both internal and external stakeholders and keep a record of any FCA relevant complaints.

This is an interesting and challenging role requiring an individual with compliance experience gained in a FCA regulated environment, ideally with some exposure or a good understanding of risk management.

Skills / Experience / Attributes

  • Proven compliance management experience
  • Strong understanding of the Financial Conduct Authority (FCA) or similar financial regulatory knowledge
  • Understanding of risk management
  • Ability to work at a senior level with strong risk awareness and analysis skills
  • Excellent stakeholder relationship management and influencing skills
  • High level of commercial awareness and aptitude

Company

Our Specialist Teams: 

  • Internal Audit, Risk, Compliance & Governance
  • Accountancy & Financial Management

Unlike other recruiters, our specialist businesses and their deep market insight ensures we're connected to the UK's best job opportunities.

This focused approach means we can expertly match talented individuals to jobs in accountancy & financial management, tax and treasury to risk, compliance, governance and credit management, and provide an exceptional service, unequalled by anyone else. With a database of over 300,000 job seekers, we are trusted by organisations of all sizes to source the best talent for their workforce.

Company info
Telephone
0207 6332266
Location
2nd Floor, Axe & Bottle Court
70 Newcomen Street
London
SE1 1YT
United Kingdom

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