Risk and Compliance Associate
- Employer
- JCW
- Location
- London Arena
- Salary
- Market related
- Closing date
- 17 Jul 2019
- Reference
- 44331
View more
- Employer Sector
- Legal
- Contract Type
- Contract
- Hours
- Full Time
- Travel
- None
- Job Type
- Compliance
Job Details
The Role
- Providing advice to the business on a range of risk management issues.
- Work with the compliance partner and supervising the compliance team.
- Strong AML focus including, but not limited to:
- Carrying out and supervising the team’s CDD checks on clients
- Providing legal advice to partners and fee earners
- AML and Compliance training for the business
- Providing advice on reputational risk
- Drafting suspicious activity reports
- Providing advice to the firm on professional conduct issues e.g. complex conflicts issues, file audits, developments of compliance policies.
Essential Requirements
- Qualified solicitor with five or more years’ experience (REL or RFL).
- The individual must also have a background in compliance and financial crime.
- Training experience.
- Strong knowledge on:
- SRA Code of Conduct (confidentiality and conflicts)
- Proceeds of Crime Act 2002
- The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017
- Strong communicator with ability to hit the ground running.
Company
JCW are niche recruitment company supplier of audit, risk and regulatory professionals. We are a global company and a leading supplier of choice to a number of multinational organisations. We have one of the largest Audit & Finance networks within the Banking and Financial Services industry, so you’ll be using one of the most informed Audit & Finance recruitment companies going. We can get you access to roles in fast-growing companies with plenty of promotional opportunities, through to highly sought-after positions in the Big Four. Take a look to see what we can do for you today.
- Telephone
- +44 (0) 203 589 9300
- Location
-
27-32 Old Jewry
London
EC2R 8DQ
GB
Get job alerts
Create a job alert and receive personalised job recommendations straight to your inbox.
Create alert