Assistant Compliance Officer – Private Equity

London (West)
£45K-£50K + Bonus & Benefits
21 Jun 2019
02 Jul 2019
Contract Type
Full Time

A leading Private Equity firm is looking for an Assistant Compliance Manager to join their business in a generalist role that will offer a vast range of exposure.  The perfect opportunity for an individual with 2-3 years compliance experience looking for that step up in duties & responsibilities. The company would ideally want this individual to study for relevant Compliance exams, if not already completed and these will be fully supported by the company.

Main Responsibilities

  • Responsible for day to day compliance activities, and meeting all compliance deadlines
  • Perform regular compliance monitoring to ensure adherence to compliance manual and best practice
  • Liaise with specialist compliance advisers
  • Prepare all UK FCA submissions, notifications and non financial reporting
  • Assist finance department in preparation and review of FCA periodic financial reporting where appropriate
  • Undertake other regulatory reporting worldwide.
  • Assist financial controller in US compliance activities
  • Perform specialist compliance activities including FATCA, CRS and investment AML responsibilities
  • Make UK company secretarial submissions, including annual returns and changes to management

Job Requirements:

  • At least 2 years generalist Compliance experience, ideally from within a similar Private Equity business or the broader Investment Management industry.
  • Degree educated with a keen interest in studying for relevant Compliance qualifications.
  • Dynamic individual with excellent verbal & written communication skills.

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