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Investigation Officer – Financial Services

Employer
Altus Search
Location
London
Salary
Attractive
Closing date
3 Oct 2019
Reference
14ASIAU

Job Details

Our client, a global financial institution is looking for an Investigation Officer to join their compliance team and help in ensuring that the business meets its regulatory obligations.

Duties Include:

  • Help to review existing monitoring controls and assisting with the enhancements to these processes and systems, to mitigate against market abuse and breaches of conduct of business rules.
  • Assist with reviews and investigation of the alerts and exceptions.
  • Assist with ensuring that alerts are closed in a timely manner and where necessary carrying out further analysis.
  • Assist with overseeing potential market abuse and other breaches.
  • Provide support to team members working on regulatory disclosures.
  • Helping with assessing alerts and investigating incidents arising from the business.
  • Assist with continuous refinement of investigation risk and controls assessment.
  • Assist market conduct team members with the delivery of regulatory position/trading disclosures.
  • Develop effective relationships and networks within the global compliance function.

The preferred candidate will ideally have either a financial services background. Audit, Investigations, Monitoring and MIFID II experience is essential. You should also possess excellent communication and interpersonal skills and be able to interact at all levels of business effectively.

If you are interested in this opportunity, please email your C.V. today via the form below or call on +44 20 7430 1831 for a confidential discussion.

Altus Search Ltd is acting as an employment agency in relation to this role.

Company

Altus Search is a niche recruitment consultancy which specialises in Compliance, Anti-Money Laundering, Legal, Risk and Audit within Financial Services across the UK, Europe, Middle East and Asia.

We have a wealth of experience and knowledge gained through working and recruiting in Financial Services.

Our company ethos is to provide a professional and personalised service to both clients and candidates which is of integrity and transparency.

Company info
Telephone
+44 (0) 20 7430 1831
Location
City Business Centre
2 London Wall Buildings
London Wall
London
EC2M 5UU
GB

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