Compliance Consultant – Hedge Fund or Private Equity

Location
London (West)
Salary
£50K - £80K + Bonus & Benefits
Posted
11 Oct 2019
Closes
10 Nov 2019
Ref
C216
Contract Type
Permanent
Hours
Full Time
Travel
None

A leading Compliance Consultancy business is looking to add a Compliance Consultant to their rapidly expanding business. The business covers a wide range of clients, predominantly buy side focused, so an excellent opportunity for an individual looking to expand their current knowledge base.

Main Responsibilities

  • Complete certain aspects of mock-FCA review inspection fieldwork, including supervising and reviewing the work of analysts.
  • Draft mock-FCA inspection reports.
  • Perform policy and procedure reviews, including assisting clients in developing and documenting their compliance framework.
  • Assist with managing a portfolio of client mandates as well as supporting clients with their compliance questions and requirements.
  • Provide basic support to clients where requested in interactions with the FCA during visits, and/or requests for information.
  • Conduct research; write articles, and/or make internal or client presentations on compliance-specific issues.

Job Requirements:

  • Must have around 4-7 years Compliance experience from within Investment Management or Alternatives fund management business
  • Strong academic background ideally with a degree.
  • Confident & articulate with the ability to work with a range of different clients.

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