Compliance Monitoring Manager Job
- Employer
- Hays
- Location
- England, Dorset, Bournemouth
- Salary
- £55000.00 - £65000.00 per annum
- Closing date
- 19 Nov 2019
- Reference
- 3698163
View more
- Employer Sector
- Banking & Finance - Retail
- Contract Type
- Permanent
- Hours
- Full Time
- Travel
- 0-25% Travel
- Job Type
- Compliance
Job Details
Compliance Monitoring Manager Job - Bournemouth - Financial Services - Up to £60,000 based on Experience.
Your new company
This is a fantastic opportunity to join this leading niche financial services provider in a newly created role as a Compliance Monitoring Manager.
Your new role
Working within the Compliance department, the Compliance Monitoring Manager will be responsible for managing the Compliance Monitoring team and planning/managing the 2nd Line Compliance Monitoring Programme.
Key Responsibilities will include:
- Strategic development and implement of a risk based, 2nd line compliance monitoring plan.
- Management of a small team of the compliance monitoring officers ensuring that the annual monitoring plan is on track and the quality of the reviews are of a high standard.
- Hands on approach to supporting with the timely completion of the compliance monitoring plan.
- Ensure all relevant and supporting documentation is up to date.
- Engagement with key stakeholders to develop and refine the annual compliance monitoring plan.
- Provide regular reporting and relevant MI to the risk committee.
- Keep abreast of industry developments and regulatory legislation that may affect business processes.
- Participate in ad hoc project work.
What you'll need to succeed
You will be an accomplished Compliance Manager with relevant experience in a similar Financial Services role. Proven hands on and strategic experience in delivery of an annual monitoring plan and the management of a compliance team. A strong commercial understanding of relevant FCA sourcebooks including; CONC and DISP. The ability to interpret emerging risks and the regulatory effect on the business.
What you'll get in return
A salary of up to £60,000 based on experience plus a range of company benefits.
What you need to do now
If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.
If this job isn't quite right for you but you are looking for a new position, please contact us for a confidential discussion on your career.
Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C's, Privacy Policy and Disclaimers which can be found at hays.co.uk
Company
At Hays, we know that finding the right role at the right time takes careful consideration. As lifelong career partners we’re with our candidates each step of the way.
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- Location
-
London
GB
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