Compliance Technician

Recruiter
Confidential
Location
West Midlands
Salary
18000.00 - 21000.00 GBP Annual + GBP18000 - GBP21000/annum
Posted
09 Sep 2020
Closes
07 Oct 2020
Employer Sector
Accountancy Practice
Contract Type
Permanent
Hours
Full Time
Travel
None
Team4You are delighted to be working in partnership with a well established, award winning and fully FCA compliant client who, due to a successful period of growth are looking to invest in a Compliance Technician to work in their Shrewsbury office.
Benefits
* Attractive working hours (Monday - Friday)
* Well placed office on the outskirts of the town centre with easy transport links to M54
* Spacious modern office environment
* Friendly, experienced staff team with a positive outlook
* Excellent training and development
Key Responsibilities
* Build a working knowledge of the regulatory and legal matters which are relevant to the organization and its strategic goals, in particular the FSMA, DPA and PECR legislation and rules
* Assist with management of all emails received to the Compliance and Data Protection Inbox
* Assist with regular auditing and monitoring activities, in particular the organizations various compliance trackers logs and risk assessments, and maintain these records
* Assist with preparation of key compliance reports
* Assist with the collation and review of Data Subject Access Requests and other Data Protection
* Help to foster a culture of inherent compliance and excellent service through encouraging a culture of fair treatment
* Assist with new affiliate onboarding: verify submitted documents, perform due diligence and risk assessments
* Assist on-going due diligence and monitoring of existing affiliates
* Escalate any concerns of areas of potential non-compliance or risk to the Head of Department
* Assist in the resolution of any areas of unacceptable risks
* Assist with Call Quality reviews

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