Investment Compliance Manager

Recruiter
Colyer Dodd and Company Limited
Location
London
Salary
50000.00 - 55000.00 GBP Annual + GBP50,000 - GBP55,000 + benefits
Posted
10 Sep 2020
Closes
08 Oct 2020
Contract Type
Permanent
Hours
Full Time
Travel
None

This respected and established regulatory consulting firm is seeking to recruit a dynamic individual to join its expanding team and this opportunity could really assist with developing your career whilst building upon your existing compliance skills and exposure.

Regulatory Consulting is a varied and challenging career path, catering for firms' needs and assisting with a portfolio of clients, you will gain insight into multiple firms and methodologies. Working in a collegiate environment, providing client firms with compliance solutions this diverse role will include client supervision visits; assisting with the development and implementation of regulatory policies and procedures; helping firms with FCA authorisations and permissions; identifying and recommending technical skills training and reviewing financial promotions.

 

We believe that this environment offers a fantastic opportunity to build upon your existing knowledge and broaden your skills further and will suit an intelligent, motivated and career-driven candidate who is aiming to further their career in the Regulatory Investment sector. You must have and be able to demonstrate a working knowledge of FCA requirements with particular focus on Collective Investment Schemes as well as Investments (both mainstream and non-mainstream) or MiFID II Trade and Transaction reporting and the Market Abuse Regulation Regime. Professional qualifications such as QCF 4 (or equivalent) will be a distinct advantage (the company actively encourages professional study) as would exposure gained within a consulting environment or experience of having previously worked for the regulator.

 

Colyer Dodd & Company Limited act as an employment agency. F or full details of our Data Privacy Notice please see our website. Due to high volume of applications we may only be able to contact you if your application is successful...... click apply for full job details

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