Investment Compliance Manager
This respected and established regulatory consulting firm is seeking to recruit a dynamic individual to join its expanding team and this opportunity could really assist with developing your career whilst building upon your existing compliance skills and exposure.
Regulatory Consulting is a varied and challenging career path, catering for firms' needs and assisting with a portfolio of clients, you will gain insight into multiple firms and methodologies. Working in a collegiate environment, providing client firms with compliance solutions this diverse role will include client supervision visits; assisting with the development and implementation of regulatory policies and procedures; helping firms with FCA authorisations and permissions; identifying and recommending technical skills training and reviewing financial promotions.
We believe that this environment offers a fantastic opportunity to build upon your existing knowledge and broaden your skills further and will suit an intelligent, motivated and career-driven candidate who is aiming to further their career in the Regulatory Investment sector. You must have and be able to demonstrate a working knowledge of FCA requirements with particular focus on Collective Investment Schemes as well as Investments (both mainstream and non-mainstream) or MiFID II Trade and Transaction reporting and the Market Abuse Regulation Regime. Professional qualifications such as QCF 4 (or equivalent) will be a distinct advantage (the company actively encourages professional study) as would exposure gained within a consulting environment or experience of having previously worked for the regulator.
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