Compliance Officer
- Employer
- Confidential
- Location
- Douglas
- Salary
- 25000.00 - 25000.00 GBP Annual + GBP25000/annum Pro rata
- Closing date
- 5 Nov 2020
View more
- Employer Sector
- Accountancy Practice
- Contract Type
- Permanent
- Hours
- Full Time
- Travel
- None
- Job Type
- Compliance
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Overview
Our Client is a leading niche Company & Trust Services Provider based in Douglas. Owing to continued growth, their Compliance & Risk team require additional support. They are seeking an experienced Compliance Officer to join on a permanent, part-time basis [circa 20 - 25 hours per week].
Role Profile
* Assist with onboarding new business - Screening clients, KYC/CDD, verifying source of funds/source of wealth and business activities using electronic and independent screening processes
* Prepare customer risk assessments for approval and sign off
* Monitor client ID expiration dates and obtain up to date KYC/CDD where appropriate
* Assist with monthly compliance monitoring and testing (various tasks)
* Maintain monthly statistical information for board reporting and regulatory returns
* Sanctions monitoring
* Assist with preparation of quarterly compliance reports for directors
* Assist with collating accurate and factual statistical information for inclusion into annual regulatory return, Client Assets Reports and AML/CFT returns
* Must be able to work to deadlines
Person Profile
* A recognised Compliance qualification (or qualified by experience)
* A minimum of 2 years' experience in a similar role within a CSP environment
Desirable:
* familiarity with a range of compliance applications (worldcheck, etc)
Our Client is a leading niche Company & Trust Services Provider based in Douglas. Owing to continued growth, their Compliance & Risk team require additional support. They are seeking an experienced Compliance Officer to join on a permanent, part-time basis [circa 20 - 25 hours per week].
Role Profile
* Assist with onboarding new business - Screening clients, KYC/CDD, verifying source of funds/source of wealth and business activities using electronic and independent screening processes
* Prepare customer risk assessments for approval and sign off
* Monitor client ID expiration dates and obtain up to date KYC/CDD where appropriate
* Assist with monthly compliance monitoring and testing (various tasks)
* Maintain monthly statistical information for board reporting and regulatory returns
* Sanctions monitoring
* Assist with preparation of quarterly compliance reports for directors
* Assist with collating accurate and factual statistical information for inclusion into annual regulatory return, Client Assets Reports and AML/CFT returns
* Must be able to work to deadlines
Person Profile
* A recognised Compliance qualification (or qualified by experience)
* A minimum of 2 years' experience in a similar role within a CSP environment
Desirable:
* familiarity with a range of compliance applications (worldcheck, etc)
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