Compliance Review Analyst (Insurance)
- Working within the first line compliance team to support the business in completing client / market due diligence in accordance with internal KYC procedures
- Undertaking first line file reviews to ensure compliance with pre-defined standard processes and document
- Work with the business to implement remedial action and deliver training and guidance as appropriate
- Liaising with the the operations director to provide operations and compliance support to the front-line teams
- Understand all first line of defence elements of the firm's compliance model, including client and market due diligence, file reviews, sanctions approvals and KPI tracking.