AVP Internal Controls
- Recruiter
- KPP Search
- Location
- London
- Salary
- Highly Competitive
- Posted
- 26 Mar 2021
- Closes
- 25 Apr 2021
- Job Type
- Compliance & Regulation, Compliance, Corporate Governance & GRC, Internal Controls, Risk, Risk Analysis
- Employer Sector
- Business & Management Consultancy, Professional Services
- Hours
- Full Time
KPP Search is currently working with a fast growing Boutique consultancy which are a spin-off company from a leading multinational services company
This is a critical role for the business which are planning to double their current team within Central London. This role has the opportunity to work both on a contract and permanent basis.
Responsibilities
- Engage in the scoping, design and implementation of preventative controls to ensure a complete, effective and efficient first-line control framework.
- Partner with businesses to ensure compliance with relevant Firm policies/standards, also external regulatory expectations and industry standards where relevant.
- Lead risk-based assessments and gap analyses to review inherent and residual risk associated with trade booking processes.
- Perform analysis across large volumes of trade data to run proof of concepts and define effective rules-based exception logic.
- Implement plans to continuously evolve control framework including ongoing migration of detective controls to become preventative.
Requirements
- 3 -4 Years experience.
- Relevant industry experience with experience in operational risk, middle office, product control or other.
- Strong working knowledge and subject matter expertise in traded products and related control principles.
- Strong change management experience.
- Experience in leading controls related technology change.
- Effective negotiation and relationship skills.
- Visa is not provided for this role, ideally EU candidates only.
For more information please apply
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