AVP Internal Controls

Recruiter
KPP Search
Location
London
Salary
Highly Competitive 
Posted
26 Mar 2021
Closes
25 Apr 2021
Contract Type
Contract, Permanent
Hours
Full Time

KPP Search is currently working with a fast growing Boutique consultancy which are a spin-off company from a leading multinational services company

This is a critical role for the business which are planning to double their current team within Central London. This role has the opportunity to work both on a contract and permanent basis.

Responsibilities 

  • Engage in the scoping, design and implementation of preventative controls to ensure a complete, effective and efficient first-line control framework.
  • Partner with businesses to ensure compliance with relevant Firm policies/standards, also external regulatory expectations and industry standards where relevant.
  • Lead risk-based assessments and gap analyses to review inherent and residual risk associated with trade booking processes.
  • Perform analysis across large volumes of trade data to run proof of concepts and define effective rules-based exception logic.
  • Implement plans to continuously evolve control framework including ongoing migration of detective controls to become preventative.

Requirements 

  • 3 -4 Years experience.
  • Relevant industry experience with experience in operational risk, middle office, product control or other.
  • Strong working knowledge and subject matter expertise in traded products and related control principles.
  • Strong change management experience.
  • Experience in leading controls related technology change.
  • Effective negotiation and relationship skills.
  • Visa is not provided for this role, ideally EU candidates only.

For more information please apply

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