Compliance Business Analyst
- Employer
- Confidential
- Location
- London
- Salary
- Competitive
- Closing date
- 28 May 2021
View more
- Employer Sector
- Accountancy Practice
- Contract Type
- Contract
- Hours
- Full Time
- Travel
- None
- Job Type
- Compliance
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Our client is one of the world's leading and most renowned Asset and Investment Management organisations. The opportunity has arisen for a Compliance Business Analyst to support the delivery of internally and externally driven change and regulatory initiatives, across Legal and Compliance.
This role will someone with at least 5 years direct relevant experience in Compliance, Legal, Audit, Change Management and/or Technology disciplines, preferably obtained within either the asset management or investment banking sectors
THE ROLE: Compliance Business Analyst
•Supporting the delivery of internally and externally driven change and regulatory initiatives, across Legal and Compliance, whilst applying strong project/change management disciplines to ensure consistently high standards of implementation and adoption of best practices;
•In partnership with Business partners, identifying the scope and impact of regulatory changes on Business processes;
•Advising Business partners on the design and embedment of required control frameworks to ensure ongoing regulatory compliance;
•In partnership with L&C colleagues, support the generation and maintenance of documented interpretive guidance and Compliance policies;
•Working with L&C colleagues in designing and executing risk-based post implementation verification testing of the outputs from Business processes, to ensure consistency with regulatory requirements and expectations;
•The ongoing support for process improvements and process efficiencies across EMEA Compliance, whilst leveraging technology aligned to the strategic technology roadmap of the firm.
SKILLS / EXPERIENCE REQUIRED: Compliance Business Analyst
- At least 5 years direct relevant experience in Compliance, Legal, Audit, Change Management and/or Technology disciplines, preferably obtained within either the asset management or investment banking sectors
- Strong knowledge and understanding of the current UK (and preferably EU) regulatory landscape
- Must have a proven track record for the design, management and delivery of strategic, complex regulatory change programmes
- Strong organizational and planning skills, including the identification and management of cross-regulatory programme dependencies
- The candidate must be able to autonomously drive regulatory change end to end and influence across all levels to secure the right regulatory outcome for its clients
- The candidate must be adept at providing thought leadership to the detailed elements of regulatory design, including rules interpretation and operational control
- The candidate must have strong senior stakeholder engagement and influencing skills and have the ability to navigate complex matrices of accountability and stakeholders through multiple programme phases
- Candidate should have strong communication skills with experience of managing different viewpoints to reach a consensus as well as being able to articulate complex regulatory strategies and issues
- Must have a strong appreciation of operational risk and control frameworks
This role will someone with at least 5 years direct relevant experience in Compliance, Legal, Audit, Change Management and/or Technology disciplines, preferably obtained within either the asset management or investment banking sectors
THE ROLE: Compliance Business Analyst
•Supporting the delivery of internally and externally driven change and regulatory initiatives, across Legal and Compliance, whilst applying strong project/change management disciplines to ensure consistently high standards of implementation and adoption of best practices;
•In partnership with Business partners, identifying the scope and impact of regulatory changes on Business processes;
•Advising Business partners on the design and embedment of required control frameworks to ensure ongoing regulatory compliance;
•In partnership with L&C colleagues, support the generation and maintenance of documented interpretive guidance and Compliance policies;
•Working with L&C colleagues in designing and executing risk-based post implementation verification testing of the outputs from Business processes, to ensure consistency with regulatory requirements and expectations;
•The ongoing support for process improvements and process efficiencies across EMEA Compliance, whilst leveraging technology aligned to the strategic technology roadmap of the firm.
SKILLS / EXPERIENCE REQUIRED: Compliance Business Analyst
- At least 5 years direct relevant experience in Compliance, Legal, Audit, Change Management and/or Technology disciplines, preferably obtained within either the asset management or investment banking sectors
- Strong knowledge and understanding of the current UK (and preferably EU) regulatory landscape
- Must have a proven track record for the design, management and delivery of strategic, complex regulatory change programmes
- Strong organizational and planning skills, including the identification and management of cross-regulatory programme dependencies
- The candidate must be able to autonomously drive regulatory change end to end and influence across all levels to secure the right regulatory outcome for its clients
- The candidate must be adept at providing thought leadership to the detailed elements of regulatory design, including rules interpretation and operational control
- The candidate must have strong senior stakeholder engagement and influencing skills and have the ability to navigate complex matrices of accountability and stakeholders through multiple programme phases
- Candidate should have strong communication skills with experience of managing different viewpoints to reach a consensus as well as being able to articulate complex regulatory strategies and issues
- Must have a strong appreciation of operational risk and control frameworks
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