Compliance Business Analyst

Recruiter
Confidential
Location
London
Salary
Competitive
Posted
30 Apr 2021
Closes
28 May 2021
Employer Sector
Accountancy Practice
Contract Type
Contract
Hours
Full Time
Travel
None
Our client is one of the world's leading and most renowned Asset and Investment Management organisations. The opportunity has arisen for a Compliance Business Analyst to support the delivery of internally and externally driven change and regulatory initiatives, across Legal and Compliance.

This role will someone with at least 5 years direct relevant experience in Compliance, Legal, Audit, Change Management and/or Technology disciplines, preferably obtained within either the asset management or investment banking sectors

THE ROLE: Compliance Business Analyst

•Supporting the delivery of internally and externally driven change and regulatory initiatives, across Legal and Compliance, whilst applying strong project/change management disciplines to ensure consistently high standards of implementation and adoption of best practices;

•In partnership with Business partners, identifying the scope and impact of regulatory changes on Business processes;

•Advising Business partners on the design and embedment of required control frameworks to ensure ongoing regulatory compliance;

•In partnership with L&C colleagues, support the generation and maintenance of documented interpretive guidance and Compliance policies;

•Working with L&C colleagues in designing and executing risk-based post implementation verification testing of the outputs from Business processes, to ensure consistency with regulatory requirements and expectations;

•The ongoing support for process improvements and process efficiencies across EMEA Compliance, whilst leveraging technology aligned to the strategic technology roadmap of the firm.

SKILLS / EXPERIENCE REQUIRED: Compliance Business Analyst

- At least 5 years direct relevant experience in Compliance, Legal, Audit, Change Management and/or Technology disciplines, preferably obtained within either the asset management or investment banking sectors

- Strong knowledge and understanding of the current UK (and preferably EU) regulatory landscape

- Must have a proven track record for the design, management and delivery of strategic, complex regulatory change programmes

- Strong organizational and planning skills, including the identification and management of cross-regulatory programme dependencies

- The candidate must be able to autonomously drive regulatory change end to end and influence across all levels to secure the right regulatory outcome for its clients

- The candidate must be adept at providing thought leadership to the detailed elements of regulatory design, including rules interpretation and operational control

- The candidate must have strong senior stakeholder engagement and influencing skills and have the ability to navigate complex matrices of accountability and stakeholders through multiple programme phases

- Candidate should have strong communication skills with experience of managing different viewpoints to reach a consensus as well as being able to articulate complex regulatory strategies and issues

- Must have a strong appreciation of operational risk and control frameworks