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Compliance Manager - Advisory

Employer
Jefferson Tiley
Location
London / London, City of London
Salary
Up to £80000 per annum + Car allowance & benefits package
Closing date
11 Jul 2021
Reference
CT-10953

View more

Employer Sector
Insurance, Financial Services
Contract Type
Permanent
Hours
Full Time
Travel
0-25% Travel
Job Type
Compliance, Regulation

Job Details



My client is a global financial Services company and due to an internal move, we are assisting in the recruitment of a Compliance Manager to operate across the equity release business in an advisory capacity.

This is a role with heavy emphasis on relationship management as you will act as a partner to the business to deliver risk based, business and customer focussed support. This will be pragmatic, consistent and technically accurate regulatory advice and oversight. You will balance the delivery of strong regulatory compliance with commercial implementation and your ability to communicate and influence clearly and concisely will be key to your success.

You will have 1 direct report and will, act as a Deputy for the Department head as required.

Specific responsibilities will include:

  • Provide high quality conduct and compliance advice to support the company's business as usual and project related activities ensuring regulatory risks and issues are managed appropriately in accordance with the agreed risk appetites.
  • Working with the wider Compliance team you will support the business in the implementation of regulatory change through to delivery by providing subject matter compliance expertise.
  • Engage with the Senior Management, lead the dedicated Compliance resources and facilitate the relationship between Lines 1 and 2.
  • Provide oversight of regulatory risk within their business areas, highlighting risks and issues and ensuring these are managed appropriately.
  • Manage the day to day interaction with the dedicated Compliance resources ensuring that their activities and outputs are aligned to the local Compliance Officer.
  • Maintain and further embed the Risk Framework and associated MI & Reporting, acting as subject matter expert.
  • Work with the business and dedicated Compliance resources to ensure new and emerging conduct risks are identified and appropriate mitigations are implemented. Ensure that customer impacts are considered in key decision-making processes.


The team is based in London but this person is able to work from home as well.

The successful applicant will be able to demonstrate previous compliance advisory experience within financial services and equity release experience is highly desirable. Financial Services experience is essential.

For more information please click to apply.

 

 

 

Company

Jefferson Tiley is a niche consultancy specialising in all recruitment relating to Internal Audit, IT Audit, Risk and Risk Management and Compliance. We recruit from part qualified accountants and internal auditors up to Audit Directors.

Our clients are FTSE listed and cover all sectors from Investment Banks, Global Insurance Providers and Niche Banks to FMCG, Practice, Automotive, Outsourcing, Engineering, Oil and Gas and Utilities to mention only a few.

At Jefferson Tiley we work hard to build relationships and understand both client and candidate requirements. We operate an honest and robust approach which clients and candidates find to be refreshing in today’s culture of spin.

Company info
Telephone
0345 4096195
Location
New Broad Street House
35 New Broad Street
London
EC2M 1NH
GB

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