Senior Compliance Controls Testing Analyst

Advantage Resourcing
03 Sep 2021
01 Oct 2021
Employer Sector
Banking & Finance - Retail
Contract Type
Full Time
Senior Compliance Controls Testing Analyst - (Trading & Supply compliance)

Start ASAP until 30/06/2022 initially

Are you able to offer experience with controls and control testing with a strong understanding of 3LOD and the role of compliance? Do you have an understanding of Control Frameworks and an understanding of compliance risks within financial services and/or commodities trading environments?

Advantage Resourcing are recruiting on behalf of a global commodities trading and supply client for a Senior Analyst to join their Compliance Assurance and Testing team


As a Senior Compliance Controls Analyst, you will be expected to:

* Conduct compliance control testing for LOD2 compliance controls.
* Document controls testing outcomes and recommendations on areas of remediation.
* Provide SME support to LOD1 for Compliance Control testing.
* Partner as a Control testing SME with other parts of Compliance and other Functions, including Businesses (BIAMs), Operational Risk, SECO, Risk Task Force and Audit.
* Assist with development and maintenance of control testing methodology and procedures.
* Assist with identifying and managing areas for improvement for controls.
* Develop and maintain team procedures and processes (SOPs).
* Assist with developing and maintenance of team KRIs and KPIs.
* Be an active and effective member of the Compliance Assurance and Testing team.

Your skills and experience:

* Experience with controls and control testing required.
* Strong understanding of 3LOD and role of compliance.
* Understanding for control frameworks.
* Understanding of compliance risks.
* Robust written and verbal communication skills.
* Demonstrated ability to collaborate and work effectively in a team.
* Ability to deliver the work as assigned, applying the work procedures, frameworks.
* Demonstrated stakeholder management skills. Ability to manage multiple (groups of) stakeholders on operational level.
* Demonstrated ability to work to tight deadlines and prioritise work under pressure.
* Pro-active and flexible approach.

Compliance is a foundation of the way in which our client does business and therefore integrity is one of the fundamental values we seek as part of our recruitment into the Compliance team. We believe integrity is the hallmark of a person who demonstrates sound moral and ethical principles during their work. Integrity is the foundation on which coworkers build relationships, trust, and effective interpersonal relationships. You should be able to give clear examples of integrity as one of your core values during the recruitment process.

Submit your CV now to be considered for this great opportunity working with a world-renowned trading and supply organisation in London.

Advantage Resourcing is a service driven recruitment consultancy.

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