Compliance Manager - FinTech / Crypto

7 days left

FinTech People Ltd
45000.00 - 55000.00 GBP Annual
28 Sep 2021
26 Oct 2021
Employer Sector
Banking & Finance - Retail
Contract Type
Full Time

The new role of Compliance Manager will be to support the business in achieving their regulatory compliance obligations, providing advice and support on all product conduct matters.

Duties will include:

  • Review compliance controls framework, offering advice on improvements and how polices, process and practices can be enhanced
  • Monitor and review relevant developments in regulations pertaining to crypto products and advise relevant business stakeholders of compliance obligations
  • Conduct AML / CFT review, analysis and risk monitoring on new and existing accounts
  • Work with the business to develop compliance procedures and controls, providing commercially-orientated compliance advice and recommendations
  • Work closely with business stakeholders and Head of Compliance to develop existing governance concerning AML policy and process enhancement
  • Be proactive in ensuring the compliance function is fit for purpose and be able to respond quickly to market and regulatory developments
  • Champion compliance within the business and acting as mentor and subject matter expert

Essential experience:

  • Experience working within the compliance function of an FCA regulated business, bank, brokerage, FinTech or crypto business
  • Sound knowledge of risks and regulations; ICA or CAMS certification advantageous
  • Strong communication and interpersonal skills, ability to communicate necessary change
  • Good understanding of the business dynamic of a brokerage model
  • Practical experience or significant interest in blockchain and digital assets preferred