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Asset Mgt Compliance Analyst - Two Years Asset Management/PE Compliance Exp Needed

Employer
Compliance Recruitment Solutions Ltd
Location
London (City of), London (Greater)
Salary
£55K-£60K + Bonus & Benefits
Closing date
3 Nov 2021
Reference
3815R2

Job Details

Our client, a leading independent asset manager, is recruiting a compliance analyst to undertake compliance monitoring, review regulatory developments and assist with APAC compliance support. In this interesting & varied role detailed duties include;

  • Support the execution of the Compliance Monitoring Plan by conducting allocated tests to assess systems and controls compliance with regulations;
  • Preparing monitoring test reports, discussing the results and findings with owners and agreeing timescales for resolution; and
  • Suggesting improvements to existing tests and designing new testing where required.
  • Provide day to day regulatory support to the APAC Compliance Director where required for both entities in areas of licensing, regulatory developments, monthly Compliance Asia reviews, external audit, compliance manual review, regulatory reporting to the MAS and the SFC and manage specific regulatory projects and assist in embedding new changes and working with the wider Group where required.
  • Review of relevant upcoming regulatory developments, maintain the regulatory development tracker and produce a summary of points relevant to the firm that merit consideration and potential action and share with the Team
  • Contribute to the production of the slide deck presented to the Risk Committee on a quarterly basis

You should be a graduate with at least two years compliance experience from a medium to large Asset Manager or a Private Equity firm, with a very good knowledge of European and FCA regulation. 

For more information about this role please send your details to David Crook (including a contact no) by clicking Apply below. However please note due to COVID-19 we cannot reply to all applications so only successful applications will be contacted (although under no circumstance are your details ever passed on without your specific permission). 

 

 

Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role.

   
The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge. 

Company

Set up 25 years ago, all our Consultants are former Compliance Officers and specialise in finding candidates across Compliance, Data Privacy, Financial Crime (including ABC & AML/KYC) & Risk across all sectors.

Thus as former practitioners we can help firms write job specs and via our MD (a well known Chartered Accountant & former Deputy Head of Compliance for a FTSE 100 Group with 33 years experience of the Compliance Job Market since it first properly started), can fairly advise on salaries for given candidate criteria/job responsibilities. We are based next to the Bank of England but also represented in Dublin, Geneva & Madrid (also all by former full time compliance officers too) and have affiliates globally..

Also having all been candidates ourselves, we believe in giving proper long term career advice and would never push you into a role we didn’t think was both within your abilities and right for your career development, nor would ever send your cv to a firm without your express permission.

Company info
Telephone
020 7330 6966
Location
Token House
11/12 Token House Yard
London
EC2R 7AS
United Kingdom

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