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Compliance Manager

Employer
Confidential
Location
Buckinghamshire
Salary
40000.00 - 45000.00 GBP Annual
Closing date
3 Feb 2022

View more

Employer Sector
Accountancy Practice
Contract Type
Permanent
Hours
Full Time
Travel
None
Job Type
Compliance
Brooke Harrison are excited to bring to market a fantastic opportunity, we are recruiting for a Business Development Manager to work for one of the fastest growing financial services companies in the UK

As a Compliance Manager, you will;

Be required to check mortgage case files have followed the correct sales process and that the correct advice has been given.
Require a high degree of attention to detail and knowledge of the mortgage sales process along with experience in dealing with mortgage brokers, and protection advisors.
Have an understanding of UK regulatory requirements within the mortgage sector of the financial services industry
Ongoing monitoring of AML and DPA activities within the business and reporting the findings for inclusion in the annual MLRO and DPO Report
Identify potential gaps and weaknesses and develop preventative and remedial measures
Carry out the assessment of mortgage advice provided to clients by checking each mortgage file.

What you need;

CeMAP qualification
Proven experience in managing, coaching and developing staff
A good understanding of FCA handbooks and regulatory guides
Knowledge of the Data Protection, including GDPR and Anti-Money Laundering Regulations

Company Benefits;

25 days holiday + bank holidays
Contributory Pension

If you think that you are ready for the challenge of this role please do not hesitate to apply.

Unfortunately, Brooke Harrison Recruitment can only respond to candidates that meet the minimum criteria for the role. If you have not received a response from Brooke Harrison Recruitment within 5 working days, please assume that in this instance your application has been unsuccessful

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