Compliance Manager
- Employer
- Confidential
- Location
- Buckinghamshire
- Salary
- 40000.00 - 45000.00 GBP Annual
- Closing date
- 3 Feb 2022
View more
- Employer Sector
- Accountancy Practice
- Contract Type
- Permanent
- Hours
- Full Time
- Travel
- None
- Job Type
- Compliance
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Brooke Harrison are excited to bring to market a fantastic opportunity, we are recruiting for a Business Development Manager to work for one of the fastest growing financial services companies in the UK
As a Compliance Manager, you will;
Be required to check mortgage case files have followed the correct sales process and that the correct advice has been given.
Require a high degree of attention to detail and knowledge of the mortgage sales process along with experience in dealing with mortgage brokers, and protection advisors.
Have an understanding of UK regulatory requirements within the mortgage sector of the financial services industry
Ongoing monitoring of AML and DPA activities within the business and reporting the findings for inclusion in the annual MLRO and DPO Report
Identify potential gaps and weaknesses and develop preventative and remedial measures
Carry out the assessment of mortgage advice provided to clients by checking each mortgage file.
What you need;
CeMAP qualification
Proven experience in managing, coaching and developing staff
A good understanding of FCA handbooks and regulatory guides
Knowledge of the Data Protection, including GDPR and Anti-Money Laundering Regulations
Company Benefits;
25 days holiday + bank holidays
Contributory Pension
If you think that you are ready for the challenge of this role please do not hesitate to apply.
Unfortunately, Brooke Harrison Recruitment can only respond to candidates that meet the minimum criteria for the role. If you have not received a response from Brooke Harrison Recruitment within 5 working days, please assume that in this instance your application has been unsuccessful
As a Compliance Manager, you will;
Be required to check mortgage case files have followed the correct sales process and that the correct advice has been given.
Require a high degree of attention to detail and knowledge of the mortgage sales process along with experience in dealing with mortgage brokers, and protection advisors.
Have an understanding of UK regulatory requirements within the mortgage sector of the financial services industry
Ongoing monitoring of AML and DPA activities within the business and reporting the findings for inclusion in the annual MLRO and DPO Report
Identify potential gaps and weaknesses and develop preventative and remedial measures
Carry out the assessment of mortgage advice provided to clients by checking each mortgage file.
What you need;
CeMAP qualification
Proven experience in managing, coaching and developing staff
A good understanding of FCA handbooks and regulatory guides
Knowledge of the Data Protection, including GDPR and Anti-Money Laundering Regulations
Company Benefits;
25 days holiday + bank holidays
Contributory Pension
If you think that you are ready for the challenge of this role please do not hesitate to apply.
Unfortunately, Brooke Harrison Recruitment can only respond to candidates that meet the minimum criteria for the role. If you have not received a response from Brooke Harrison Recruitment within 5 working days, please assume that in this instance your application has been unsuccessful
You need to sign in or create an account to save a job.
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