Compliance & Controls Manager

Recruiter
Outsource UK
Location
United Kingdom
Salary
Competitive
Posted
12 May 2022
Closes
17 May 2022
Employer Sector
Accountancy Practice
Contract Type
Permanent
Hours
Full Time
Travel
None

Compliance, 1st Line, Controls, Risk, RCSA, Finance, Banking, KYC, Fraud, QA, Quality Assurance

Our financial services client based in the East Midlands are seeking a Compliance & Controls Manager, operating in the 1st line. This organisation operate a hybrid working model where you would enjoy working in the office on a 50% basis.

The Role:

  • Help manage the organisations operation and compliance risks under the RCSA process.
  • Liaise with 2nd line functions to ensure that regulatory requirements are implemented and communicated.
  • Implement a programme of 1st line QA, testing, MI and reporting relating to key operation and compliance risks. - eg KYC, complaint handling, data quality, TCF, fraud prevention.
  • Develop and maintain procedures and controls as well as risk awareness in the business.

Key Skills/Experience Required:

  • Previous experience working in a 1st or 2nd line compliance or risk function.
  • Previous experience devising controls, monitoring, testing and QA processes.
  • Previous experience of interpreting regulations, FCA guidance and policies and procedures.

Should you feel you have the right skills/experience please apply and you will be contacted by James Evans from Outsource UK

Compliance, 1st Line, Controls, Risk, RCSA, Finance, Banking, KYC, Fraud, QA, Quality Assurance

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