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Senior Associate, Compliance Monitoring

You will be working for the compliance department, conduct compliance testing, reviewing remediation items prior to internal audit. Experience with GRC tool preferably RSA Archer

Responsibilities:

Compliance Testing Responsibilities

• Partner with third line to understand requirements for remediated findings.
• Review remediated findings submitted by business owners prior to third line validation.
• Work with the Regulatory Compliance Advisory and Enterprise Risk Management teams to provide constructive feedback to business owners on reviewed findings.
• Identify trends in remediation gaps in order to highlight training or education opportunities.
• Proactively communicate with stakeholders on any findings where remediation has not been adequately addressed.
• Review policy, procedures and controls for design and operating effectiveness resulting from regulatory changes, monitoring and metrics, management request or other triggering events.
• Perform Quality Assurance reviews on the quarterly Management Self Testing of controls as needed.

Technical Skills:

• Microsoft Office Proficiency including advanced Excel, PowerPoint and Word
• Experience with eGRC tools, preferably RSA Archer