Compliance Regulatory Change Management Associate
Are you ready to explore a world of possibilities?
Join our DTCC family, and you'll grow your expertise and become the best version of you. As you embark on a new journey, you'll be supported and surrounded by other professionals as you learn new skills, advance your career, and see the impact of your efforts every day.
Pay and Benefits:
Competitive compensation, including base pay and annual incentive
Comprehensive health and life insurance and well-being benefits, based on location
Paid Time Off and other leave of absence
Flexible/Hybrid Work Arrangements
Why you'll love this job:
The Regulatory Change Management Associate serves a key role within the Compliance Regulatory Change Management (RCM) team and plays a vital part in ensuring DTCC's compliance with applicable laws and regulations as they relate to all businesses and functions. The primary focus of this position is to support the day to day functions of the RCM team.
Your Primary Responsibilities:
Develops an awareness of regulatory requirements.
Populates weekly reports of proposed changes to regulations and regulatory guidance
Under supervision, reviews weekly reports and daily emails for industry news and information that are relevant to internal stakeholders
Disseminates relevant industry news and information to internal stakeholders
Supports the maintenance of lists of applicable regulatory requirements and commitments (e.g. Compliance's Requirements Library).
Supports the maintenance (including annual refresh) of the DTCC Regulatory Reporting List and associated annual certifications.
Assists in monitoring/tracking deliverables that evidence compliance with a regulatory change
Maintains RCM SharePoint files and folders, RCM Compliance Tracker action items, and assists in the preparation of monthly management reports.
Assists with internal program assessments when required.
Performs other duties as required from time to time.
Aligns risk and control processes into day to day responsibilities to monitor and mitigate risk; escalates appropriately.
Talents Needed For Success:
Minimum of 4 years of related experience
Bachelor's degree preferred or equivalent experience
Ideal candidates will have demonstrated experience in a compliance or legal role within the financial services industry, with preference toward candidates that have experience reading, analyzing, or monitoring regulations. Ability to multi-task and to adhere to established deadlines while working in a fast-paced environment is required. Strong proficiency with PC based applications including Excel, SharePoint, Word, and PowerPoint. Ideal candidates will also evidence some project management experience.
Who We Are:
DTCC is the heart of the post-trade market infrastructure for the global financial services industry. From 21 locations all over the world, DTCC, through its subsidiaries, automates, centralizes, and standardizes the processing of financial transactions, mitigating risk, increasing transparency and driving efficiency for thousands of broker/dealers, custodian banks and asset managers. In 2020, DTCC's subsidiaries processed securities transactions valued at more than U.S. $2.3 quadrillion.
We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.