Compliance Advisory Officer

7 days left

Location
London / Hybrid
Salary
£42000 - £53000 per annum, Benefits: bonus / benefits
Posted
21 Jul 2022
Closes
20 Aug 2022
Ref
BH-8608
Contact
Rebeka Benzsay
Contract Type
Permanent
Hours
Full Time

Compliance Advisory Officer
London, United Kingdom
£42000 – £53000 (dependent on experience)
 
A prestigious, international company is looking to grow their compliance team with a Compliance Advisory Officer. With headquarters in London, they are looking for someone with 3-4 years´ experience in compliance with a focus on the Financial Sector. They offer a great base salary and an excellent compensation package.
 
Your responsibilities as Compliance Advisory Officer:

  • Horizon scanning and data monitoring to identify potential weaknesses in internal controls
  • Providing advice for relevant stakeholders in compliance related matters
  • Triage ad-hoc compliance and regulatory queries
  • Provide approval in compliance matters under specific framework – financial promotions, gifts, entertainment, hospitality, TPR and marketing

  
What they’re ideally looking for in you:

  • Experience with financial promotions in relation with insurance and pension products
  • Good understanding of FCA regulatory
  • Ability to work independently on compliance tasks
  • Proactivity and having the capacity to operate under time constraints, without direct supervision
  • Commercial awareness

  
What they can offer to you:

  • £42000 – £53000 (DoE)
  • An attractive compensation package
  • Hybrid working pattern

  
Sounds like you? Please send across your updated CV or your LinkedIn profile, and we can arrange a confidential conversation to discuss this in more detail.

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