Compliance Monitoring Manager

Recruiter
Confidential
Location
London
Salary
450.00 - 600.00 GBP Daily
Posted
04 Aug 2022
Closes
01 Sep 2022
Employer Sector
Accountancy Practice
Contract Type
Contract
Hours
Full Time
Travel
None
NEW ROLE - Compliance Monitoring Manager

Inside IR35

ASAP Start

We are currently seeking a consultant for an initial 6-month contract. Within the role, the successful candidate will have demonstrable experience of...

Experience:

Experienced in compliance, risk or audit roles in a UK Asset, Platform &/or Wealth Management market
Experience of compliance oversight/assurance activity, risk assurance or internal audit
Relevant governance, risk management and control expertise
Relevant knowledge of the regulatory environmentAccountabilities:

Planning, scoping and conducting regular monitoring independently to a high quality
Conducting root cause analysis of issues identified, addressing these with management to agree next steps and then track appropriate management actions to closure per the agreed target date
Providing critical feedback and challenge to managers at all levels.
Contributing towards the continuous improvement of the Compliance Monitoring function, its processes, controls and methodologies
Building and maintaining strong relationships with senior managers across the business

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