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Compliance Officer

Barclay Simpson
£300 per day
Closing date
1 Dec 2023

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Job Details

We're looking to speak to Compliance Officers from a buy side background, for a role with an exceptional investment management firm.

The role of Compliance Officer will include the below responsibilities:
  • Working on the maintenance of policies and procedures
  • Advising all departments on the firms policies and procedures
  • Origination of training material for the firms regulatory obligations
  • Supporting the Head of Compliance in identifying and responding to regulatory changes
  • Oversight of GDPR requirements
  • Supporting Financial Crime Compliance obligations
  • Testing and executing the Compliance Monitoring Plan
  • Review and approval of marketing and distribution materials

This role will be for an initial 6 month period, with the potential to go perm.

For more information and the full job description, please apply and reach out to me.


Barclay Simpson is the leading international company in internal audit and corporate governance recruitment. We have offices in London and New York and recruit regionally for the UK, Europe, the Middle East and North America.

We handle both permanent and interim appointments in the following fields:

  • Internal & IT Audit
  • Risk Management
  • Compliance
  • Cyber Security
  • Corporate Security and Resilience
  • Financial Crime
  • Legal
  • Treasury

With our team of highly experienced internal audit recruitment consultants we are able to offer an unrivalled level of expertise to help internal auditors to build their careers.  Each team member is dedicated to specific internal audit disciplines, industry sectors and geographies so enabling them to offer an expert insight into the market, potential opportunities and career guidance.

Our clients cover all sectors of the economy, including banking and financial services, asset management, insurance, commerce and industry, professional services and not for profit. They value our service because we understand their business and through the high level of continuity of our consultants they have built long term relationships with us.

We are equally committed to building long-term relationships with our candidates, many of whom become clients, by providing sound career advice, based on our detailed knowledge of the unique nature of internal audit and corporate governance and what it takes to succeed within it.

Company info
Barclay Simpson
+44 (0) 20 7936 2601
Third Floor
20 Farringdon Street

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