This job has expired

Compliance Manager - Advice

Hampshire, Southampton
£60,000 - £70,000
Closing date
28 Dec 2023

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Employer Sector
Financial Services
Contract Type
Full Time
Job Type

Job Details

Your new company
Looking for a new challenge in the compliance advice field? Do you have expertise in regulatory change, business transformation, financial promotions, consumer duty, and ESG? If yes, then you could be the perfect candidate for the Compliance Advice Manager position at a leading UK-based financial services provider located in Southampton.

The company assists over a million customers in creating prosperity for themselves and their families. They are looking for a Compliance Advice Manager to join their team, who can provide expert guidance and support to their advisers and business areas on various compliance matters.

Your new role

  • Providing timely and accurate advice on regulatory requirements and expectations, including FCA rules, guidance, and best practices.
  • Assessing the impact of regulatory change and ensuring that the business is prepared and compliant with new or amended regulations.
  • Supporting business transformation projects and initiatives by providing compliance input and advice throughout the project lifecycle.
  • Reviewing and approving financial promotions and other customer communications to ensure they are clear, fair, and not misleading.
  • Advising on the implementation of the Consumer Duty and ESG principles and standards across business.
  • Developing and delivering compliance training and awareness programs to enhance the compliance culture and competence of the business.

What you'll need to succeed




  • A relevant professional qualification in compliance, risk management or financial services, such as CISI, ICA, CII or equivalent.
  • At least 5 years of experience in a compliance advisory role within the financial services industry, preferably in wealth management or investment advice.
  • A sound knowledge and understanding of the UK regulatory framework and the key regulatory developments affecting the financial services sector.
  • Strong analytical and problem-solving skills, with the ability to interpret and apply complex regulations and guidance to practical scenarios.
  • Excellent communication and interpersonal skills, with the ability to influence and collaborate with stakeholders at all levels.
  • A proactive and flexible approach, with the ability to work independently and as part of a team.

What you'll get in return




  • Salary dependent on experience
  • Hybrid working
  • 26-day holiday
  • 10% Pension scheme
  • Private Medical Insurance
  • Life Assurance
  • Income Protection
  • + More!

What you need to do now

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.
If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career.

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