Compliance jobs in Banking & Finance - Investment
Broaden your search
Refine your search
-
Compliance & Regulation, Compliance
Remove selection
-
Banking & Finance - Investment
Remove selection
- None 1
- 0-25% Travel 1
Found 4 Compliance jobs in Banking & Finance - Investment
-
Audit Compliance Senior Manager
Own the planning process for Audit Compliance to ensure that all regulatory commitments are met and resources are effectively allocated.
Top job
-
Quality and Performance Officer (SEROCU)
Support in the implementation of Quality Standards across all forensic services within Thames Valley Police.
Top job
-
Senior Assurance Manager
Ofgem have an opportunity for a talented audit / compliance professional to join our Compliance senior management team.
Top job
-
Asset Mgt Compliance Analyst - Two Years Asset Management/PE Compliance Exp Needed
Our client, a leading independent asset manager, is recruiting a compliance analyst to undertake compliance monitoring, review regulatory developme...
-
Compliance Consultant - Buy or Sell Side Compliance Experience (In House or Consulting) Required
We are recruiting for a pleasant friendly compliance consultancy now looking to augment their small team with a new hire. Duties will include; Ass...
-
Hedge Fund - Compliance Officer
Perform Compliance across all strategies traded by the hedge fund platform.
-
Audit Manager - Market Conduct / Regulatory Compliance
A global bank are currently seeking an Audit Manager to focus on Conduct and Compliance issues, primarily related to their Markets business.
