Compliance jobs in Financial Services
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Found 7 Compliance jobs in Financial Services
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Head of Regulatory Policies
If you would like to be considered please send your CV to Joe Reeves at Francis King
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Vice President - KYC (Global Financial Crimes Division)
A VP within KYC, you'll be responsible for KYC across MUFG’s banking arm and Securities business with oversight of the Bank’s KYC onboarding processes
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Vice President - Sanctions Program Head (Global Financial Crimes Division)
As a VP in our Financial Crimes Office, you'll manage a team that contributes to the operation of the financial crime compliance framework for MUFG.
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Chief Compliance Officer – Alternative Investments
A niche Alternative Investment Management firm is looking for a Chief Compliance Officer to join their business, managing one direct report, a broa...
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Compliance Advisory – Wealth Management
A leading wealth management company is looking for a Compliance Officer to join their Advisory team in a broad role that will offer a wide exposure...
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Compliance Marketing Analyst – Fund Management
A leading Investment Management business is looking for a Compliance Analyst, specialising in Marketing, to join their growing team. An excellent o...
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Part-Time Data Protection Officer
A Wealth Management business is looking for a Part-Time Data Protection Officer to join their business in a stand-alone role working 3 days a week....
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Audit Manager - Finance Conduct & Compliance
One of the world’s largest financial services companies based in London are seeking a Audit Manager to add to their Finance Conduct & Compliance...
