Regulation jobs in Financial Services
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Found 4 Regulation jobs in Financial Services
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Regulatory Auditor
Work as a Regulatory Auditor for the Royal Institution of Chartered Surveyors (RICS) as part of the Finance and Compliance team
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Risk & Compliance Director – Investment Management
We are recruiting for a Global Investment Management business looking for Risk & Compliance Director (SMF 16 & 17) to join their London office in a...
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Exclusive: Compliance Officer & MLRO – Retail Investment Management
We are exclusively recruiting for a wealth management business looking for a Compliance Officer & MLRO, CF10 & 11, to join their business as they a...
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Contract: Senior Compliance Associate – ACD & Fund Oversight
We are recruiting for Investment Management business looking for a contractor to join their team initially for 6 months, with the potential for an ...
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Senior Compliance Monitoring Manager
An innovative investments firm based in the City are looking to recruit a Senior Compliance Monitoring Manager. In recent years the firm has experi...
