Regulation jobs in Financial Services
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Found 8 Regulation jobs in Financial Services
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Quality and Performance Officer (SEROCU)
Support in the implementation of Quality Standards across all forensic services within Thames Valley Police.
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Senior Assurance Manager
Ofgem have an opportunity for a talented audit / compliance professional to join our Compliance senior management team.
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Senior Manager – Investigations & Compliance (ESG)
KPMG are looking for experienced and enthusiastic individuals to join our talented team to focus on building our Ethical Supply Chain proposition.
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Audit Compliance Senior Manager
Own the planning process for Audit Compliance to ensure that all regulatory commitments are met and resources are effectively allocated.
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Forensic Consulting Director – Investigations & Compliance
Work on engagements that help stakeholders to prevent and mitigate the risk of fraud, bribery and corruption and other areas of financial crime.
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Senior Manager – Investigations & Compliance (ESG)
KPMG are looking for experienced and enthusiastic individuals to join our talented team to focus on building our Ethical Supply Chain proposition.
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Risk Governance Senior Manager
We enable our clients to avoid any unnecessary risks and to uncover new, transformative opportunities that could give them a competitive edge.
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Asset Mgt Compliance Analyst - Two Years Asset Management/PE Compliance Exp Needed
Our client, a leading independent asset manager, is recruiting a compliance analyst to undertake compliance monitoring, review regulatory developme...
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Compliance Consultant - Buy or Sell Side Compliance Experience (In House or Consulting) Required
We are recruiting for a pleasant friendly compliance consultancy now looking to augment their small team with a new hire. Duties will include; Ass...
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Hedge Fund - Compliance Officer
Perform Compliance across all strategies traded by the hedge fund platform.
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Audit Manager - Market Conduct / Regulatory Compliance
A global bank are currently seeking an Audit Manager to focus on Conduct and Compliance issues, primarily related to their Markets business.
